Detail-oriented Auditor with 7+ years of experience in financial, operational, and compliance auditing across diverse industries. Skilled in risk assessment, internal controls evaluation, and financial analysis with a proven track record of identifying process inefficiencies and implementing cost-saving recommendations. Adept at conducting thorough examinations of financial records, operational processes, and compliance frameworks while maintaining professional skepticism and adhering to professional standards. Recognized for clear communication of complex findings to stakeholders at all levels.

Senior Auditor

• Lead audit engagements for 8+ public and private clients with revenues ranging from $50M to $2B across manufacturing, technology, and financial services sectors, ensuring compliance with GAAP, GAAS, and SOX requirements

• Manage teams of 3-5 auditors through planning, fieldwork, and reporting phases, implementing efficient audit methodologies that reduced engagement hours by 15% while maintaining quality standards

• Identify and communicate significant audit findings and control deficiencies to senior management, providing actionable recommendations that have resulted in an average of $1.2M in cost savings per client

Internal Audit Manager

• Developed and executed risk-based audit plans covering operational, financial, and compliance areas across 12 business units, identifying control gaps and process inefficiencies that reduced operational risk by 30%

• Led SOX 404 compliance testing for key business processes, evaluating design and operating effectiveness of internal controls and documenting findings for external auditors and management review

• Collaborated with cross-functional teams to implement audit recommendations, resulting in streamlined processes, enhanced controls, and improved regulatory compliance across the organization

Staff Auditor

• Performed financial statement audits for clients across banking, insurance, and investment management sectors, ensuring accuracy of financial reporting and compliance with regulatory requirements

• Conducted substantive testing procedures including revenue recognition, expense analysis, and asset valuation, identifying and resolving discrepancies with 98% accuracy

• Assisted in fraud investigations and special projects, utilizing data analytics tools to identify unusual transactions and patterns that led to the discovery of a $1.5M embezzlement scheme

Master of Accounting

• Honors: Beta Alpha Psi Honor Society; Dean's List; Outstanding Graduate Student Award

• Relevant Coursework: Advanced Auditing, Forensic Accounting, Financial Statement Analysis, Internal Control Systems, Data Analytics for Accounting

• Graduate Research Project: 'Effectiveness of Continuous Auditing in Detecting Financial Statement Fraud' - Presented at Accounting Research Symposium

Bachelor of Science in Accounting

• Honors: Summa Cum Laude; Accounting Excellence Scholarship; Dean's List (all semesters)

• Leadership: Accounting Club, President; Case Competition Team, Captain - 1st Place in Regional Audit Case Competition

• Relevant Coursework: Auditing Theory and Practice, Financial Accounting, Managerial Accounting, Business Law, Taxation, Information Systems

Manufacturing Company Acquisition Audit

• Led due diligence audit for $300M acquisition, evaluating financial statements, internal controls, and operational processes of target company to identify potential risks and liabilities

• Developed comprehensive audit program covering revenue recognition, inventory valuation, and contingent liabilities, uncovering $4.5M in unrecorded liabilities that impacted purchase price negotiations

• Coordinated with legal, tax, and valuation specialists to ensure thorough examination of all relevant aspects, delivering final report two weeks ahead of schedule

Enterprise Risk Management Implementation

• Spearheaded implementation of enterprise-wide risk management framework, developing risk assessment methodologies and control matrices for 15 business processes

• Conducted risk workshops with department heads to identify, assess, and prioritize risks, creating comprehensive risk registers that aligned with strategic objectives

• Designed automated risk monitoring dashboards using PowerBI that provided real-time visibility into key risk indicators, enhancing management's ability to proactively address emerging risks

Financial Services Regulatory Compliance Audit

• Conducted comprehensive compliance audit for major financial institution, evaluating adherence to Dodd-Frank, BSA/AML, and consumer protection regulations

• Developed data analytics procedures to test transaction monitoring systems, identifying gaps in suspicious activity detection that exposed the institution to potential regulatory penalties

• Presented findings to regulatory compliance committee and executive leadership, providing actionable recommendations that strengthened compliance program and satisfied regulatory requirements

Certified Public Accountant (CPA)

• Licensed CPA in Illinois and New York

• Expertise in auditing, financial accounting, taxation, and business law

• Maintain active status through continuing professional education

Certified Internal Auditor (CIA)

• Globally recognized certification for internal audit professionals

• Demonstrated proficiency in internal audit practices, risk assessment, and control evaluation

• Commitment to professional ethics and continuous improvement in internal auditing

Certified Information Systems Auditor (CISA)

• Specialized expertise in information systems auditing, control, and security

• Skills in evaluating vulnerabilities and ensuring compliance with IT governance frameworks

• Knowledge of emerging technologies and their impact on audit processes

Member

• Active participant in the Auditing Standards Committee, contributing to discussions on emerging audit methodologies and standards

• Attend annual conferences and technical workshops to stay current with industry developments and regulatory changes

• Network with accounting professionals to share best practices and insights on evolving audit challenges

Board Member

• Serve on the Professional Development Committee, organizing monthly educational events and annual conferences for 500+ chapter members

• Develop and deliver presentations on emerging audit topics, including data analytics, continuous auditing, and fraud detection techniques

• Mentor early-career internal auditors through the chapter's mentorship program, providing guidance on career development and professional certification

Volunteer

• Conduct financial literacy workshops for underserved communities, teaching fundamental concepts of budgeting, saving, and responsible financial management

• Develop educational materials tailored to different age groups and financial knowledge levels, making complex financial concepts accessible

• Provide one-on-one financial counseling sessions for individuals seeking to improve their financial well-being and decision-making